Job Overview

The job role involves working to ensure the Company has the correct internal policies and procedures in place to achieve compliance with internal and external policies & regulations. Also to comply with the relevant  could impact the business adversely. Your work is key in maintaining the company's reputation and integrity as well as to help protect it from threats such as fraud and other financial crimes.

Role Responsibilities


Develop, implement, and oversee internal compliance frameworks in line with Nigerian laws and sector-specific regulations (e.g., CBN, NDIC, SEC, NITDA, etc.)
Performing real-time surveillance with a view to preventing misconduct, promoting ethical standards, and monitoring and advising on a large number of rules, within the overall objective of reducing risk to the Company.
Keep up to date with, and understand relevant laws and regulations; monitor compliance with laws, regulations and internal policies
Monitor, interpret and communicate regulatory changes as well as industry best practice ensuring that your findings are recorded and followed up with management
Perform risk assessments and compliance audits to understand risk level, significance and scope
Investigating and developing internal control systems
Conducting internal audits
Preparing periodic financial reports required by regulatory bodies
Maintain, review and update the organisation's internal procedures and policies
Assist in the gathering of internal information in response to regulatory requests
Carry out and oversee detailed info gathering, process mapping, analysis and other activities with objective to identify and assess compliance risks
Investigate compliance breaches and recommend corrective actions
Monitor day-to-day operations to identify compliance risks and ensure adherence to regulatory requirements.
Conduct regular internal audits and risk assessments.
Liaise with regulators and external bodies on all compliance-related matters.
Maintain accurate compliance documentation and prepare periodic reports for executive management.
Draft or take part in drafting internal policies and procedures
Perform researches into various compliance topics, including for example; new and existing regulations, best practices and assess implications on the company.
Provide practical support with development and execution of internal trainings and communication;
Carry out and oversee process of testing design and operating effectiveness of internal controls;
Take part in company-wide initiatives where compliance related skillset can be utilized


Professional / Academic Qualifications


Candidates should possess a Bachelor's Degree in Law, Finance, Business Administration, or a related field.
A graduate, with compliance experience and understanding of current best practice.
SEC Certified Compliance Professional
3+ years of experience in compliance, internal audit, risk management, process mapping, or related areas


Skills / Competencies


Have a strong understanding of the Nigerian regulatory environment and at least 3 years of hands-on experience in a compliance role
Have experience in drafting Compliance Policies and designing appropriate controls based on the Financial Services regulations
In-depth knowledge of Nigerian laws and regulatory frameworks.
Strong analytical, investigative, and communication skills.
Demonstrated ability to work independently and handle sensitive matters with discretion
Critical problem-solving skills as you'll often have to make decisions based on the information available, which may be open to interpretation
Strong written, verbal and presentation skills to communicate information in a clear and