Client Service Specialist (licensed – Non -Sale) reports to and works with the CEO of Thriving Asset Management
 
- Ongoing client servicing and relationship support
- Handling account maintenance, transfers, paperwork
- Responding to client inquiries
- Supporting the lead advisor
- Serves as a primary point of contact for client service needs
- Process account opening, transfers and... maintenance
- Handle client inquiries requiring Series /63 licensing
- Supports advisor with client follow-up and documentation

 
This role is NOT

- A sales position
- A business development role
- An advisor-track position

Requirements

- Active Series 7 and 63 licenses
- 2+ years in a client service or operations role
- Strong attention to detail and client communication skills

Benefits
- Competitive salary (no commission-based pressure)
- Stable, long-term career path in client service
- Collaborative team environment

 more